Katie Pollock is the Head of European Compliance for Affinius Capital Europe, focused on, among other things, investment-related matters, monitoring of the firm’s hedging program, marketing rule compliance, ESG, and the firm’s obligations under the U.S. Investment Adviser’s Act. Prior to joining Affinius Capital in 2022, she was a Senior Compliance Manager at Russell Investments, where she also held a role as a Global Trade Surveillance Manager, and has over 14 years of experience in various cross-asset class trading/trading operations roles for several large Investment Managers in London and the U.S.
She began her career on the sell-side working for JP Morgan Cazenove as a Business Analyst in the U.K. and Pan European Equity Sales Desk. Katie received her BBA from the University of Missouri – Kansas City, her M.B.A. from Regent’s College (Webster Graduate School – London), and her Masters in Law and Finance from Queen Mary University of London.